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Volume 32, Issue 3 (1975)

Prefatory Matter

Table Of Contents

Articles

Factors Determining The Degree Of Culpability Necessary For Violation Of The Federal Securities Laws In Information Transmission Cases
David S. Ruder

Professional Responsibility And Self-Regulation Of The Securities Lawyer
James H. Cheek, III

Sec Enforcement Techniques: Expanding And Exotic Forms Of Ancillary Relief
James C. Treadway, Jr.

Notes

Loss And Transaction Causation: The Second Circuit Resolves The Causation Controversy In Majority Control Situations

Extraterritorial Application Of Section 16(B) Of The Securities Exchange Act Of 1934-Wagman V. Astle, 380 F. Supp. 497 (S.D.N.Y. 1974)

Survey Of 1974 Securities Law Developments

I. Definition Of A "Security"

Ii. The 140 Series Rules

Iii. Rule 10B-5

Iv. The Tender Offer - A Developing Concept

V. Injunctions And Damages Under The' Williams Act-Defensive Mechanisms, Punitive Sanctions, Remedial Devices

Vi. Going Private - A Public Concern

Vii. Section 16(B)

Viii. Broker-Dealer Regulation

Ix. Stock Exchanges And The Antitrust Laws

X. The Securities Investor Protection Act Of 1970 (Sipa)

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ISSN: 0043-0463