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Home > JOURNALS > Washington and Lee Law Review > WLULR > Vol. 32 > Iss. 3 (1975)

 

Volume 32, Issue 3 (1975)

Prefatory Matter

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Table Of Contents

Articles

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Factors Determining The Degree Of Culpability Necessary For Violation Of The Federal Securities Laws In Information Transmission Cases
David S. Ruder

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Professional Responsibility And Self-Regulation Of The Securities Lawyer
James H. Cheek, III

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Sec Enforcement Techniques: Expanding And Exotic Forms Of Ancillary Relief
James C. Treadway, Jr.

Notes

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Loss And Transaction Causation: The Second Circuit Resolves The Causation Controversy In Majority Control Situations

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Extraterritorial Application Of Section 16(B) Of The Securities Exchange Act Of 1934-Wagman V. Astle, 380 F. Supp. 497 (S.D.N.Y. 1974)

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Survey Of 1974 Securities Law Developments

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I. Definition Of A "Security"

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Ii. The 140 Series Rules

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Iii. Rule 10B-5

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Iv. The Tender Offer - A Developing Concept

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V. Injunctions And Damages Under The' Williams Act-Defensive Mechanisms, Punitive Sanctions, Remedial Devices

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Vi. Going Private - A Public Concern

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Vii. Section 16(B)

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Viii. Broker-Dealer Regulation

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Ix. Stock Exchanges And The Antitrust Laws

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X. The Securities Investor Protection Act Of 1970 (Sipa)

 
 
 
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ISSN: 0043-0463

 
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