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Volume 37, Issue 3 (1980)

Annual Review of Securities and Commodities Law

Prefatory Matter

Table of Contents

Articles

Toward the Uncertificated Security: A Congressional Lead for States to Follow
Egon Guttman

A Guide to the Investigative and Enforcement Provisions of the Uniform Securities Act
Joseph C. Long

Implied Private Rights of Action and the Federal Securities Laws: A Historical Perspective
John A. Maher

Employee Plan Trading in Commodity Futures
Thomas A. Russo, Stephan G. Bachelder, and Bronislaw E. Grala

Notes

Section 17(a) of the '33 Act: Defining the Scope of Antifraud Protection

United States v. Naftalin

Implied Private Rights of Action Under Section 17(a)

Rule 10b-5: The Circuits Debate the Exclusivity of Remedies, the Purchaser-Seller Requirement, and Constructive Deception

Rule 10b-5 and Section 18: The Conflict Between Express and Implied Remedies

Pledges of Securities After Blue Chip

Constructive Deception Under Rule 10b-5

What is a Tender Offer?

Tender Offers: Standing to Sue, Prohibited Practices, Reliance of Non-Tenderer

Standing to Sue Under the Williams Act

Prohibited Tender Offer Practices

Reliance Requirement for a Non-Tendering Shareholder

Conflicts of Interest: The Chinese Wall and Bank Financing of Hostile Tender Offers

Freezeout Merger Regulation: An SEC Rule Joins State Efforts

Delaware Developments

Federal Regulation

Recent Developments in Commodities Law

What is a Commodity?

Implied Private Rights of Action Under the Commodities Acts

Proving Fraud Under the Commodities Acts

Emergency Power of the Commodity Futures Trading Commission

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ISSN: 0043-0463