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Volume 40, Issue 3 (1983)

Includes the Annual Review of Securities and Commodities Law.

Prefatory Matter

Table Of Contents

Articles

Introducing Brokers Under The Commodity Exchange Act: A New Category Of Commodity Professionals
Don L. Horwitz and David J. Gilberg

Regulation Of Commodity Pool Operators Under The Commodity Exchange Act
Jeffrey S. Rosen

Derivative Liability In Securities Law: Controlling Person Liability, Respondeat Superior, And Aiding And Abetting
Ralph C. Ferrara and Diane Sanger

Notes

Conflict Resolved: An Implied Remedy Under Section 10(B) Of The '34 Act Survives Despite The Existence Of Express Remedies

Implied Private Rights Of Action Under The Investment Company Act Of 1940

The Demand Requirement And Mutual Fund Advisory Fee Suits: An Incompatible Combination ?

Golden Parachutes: ExecutiveEmployment Contracts
William R. Spalding

International Cooperation In Insider Trading Cases

Hostile Tender Offers And Injunctive Relief For 14(E) Manipulation Claims: Developments After Mobil Corp. V. Marathon Oil Co.

Takeover Developments -Defining "Tender Offer" And "Manipulation" Under The Williams Act

Post-Mite: The Constitutionality Of State Takeover Acts

Continuing Confusion In The Definition Of A Security: The Sale Of Business Doctrine, Discretionary Trading Accounts, And Oil, Gas And Mineral Interests

The Illusory Statutory Basis Of Sec Rule 2(E)

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ISSN: 0043-0463