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Table of Contents

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The Use of the Fifth Amendment In SEC Investigations
Seymour Glanzer, Howard Schiffman, and Mark Packman

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Insider Trading and the Insider Trading Sanctions Act of 1984: New Wine Into New Bottles?
David M. Brodsky

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Precious Metals Trading-The Last Frontier of Unregulated Investment
David J. Gilberg

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Oral Misrepresentations at "Roadshows" and In Other Settings: Illusory Liability Under Rule lOb-57

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Corporate Morality and Management Buyouts

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Negligence vs. Scienter: The Proper Standard of Liability for Violations of the Antifraud Provisions Regulating Tender Offers and Proxy Solicitations Under the Securities Exchange Act of 1934

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The Role of Treble Damages In Legislative and Judicial Attempts to Deter Insider Trading

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A Day of Reckoning Is Near: RICO, Treble Damages, and Securities Fraud

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The Effect of a Defendant's Affirmative Concealment of his Securities Fraud on Section 10(b) Limitations Periods

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The Sale of Business Doctrine: Judicial Exemption from the Federal Securities Laws

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The Severability of Arbitrable and Nonarbitrable Securities Claims

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Regulation of Bank Securities Activities

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Extraterritorial Application of Fraud Provisions of the Commodity Exchange Act