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Table of Contents

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Discretionary Commodity Accounts: Why They are not Governed by the Federal Securities Laws
Kenneth M. Raisler, Whitney Adams, and Maureen A. Donley-Hoopes

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Hedging the Value of Collective Assets: Financial Institutions Excluded from Regulation as Commodity Pool Operators Under the Commodity Exchange Act
Carl B. Wilkerson

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Liability of Financial Institutions for Aiding and Abetting Violations of Securities Laws
Sally Totten Gilmore and William H. McBride

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Self-Regulation of the Securities Markets: A Critical Examination
Sam Scott Miller

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Kicking the Bucket Shop: The Model State Commodity Code as the Latest Weapon in the State Administrator's Anti-Fraud Arsenal
Julie M. Allen

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Disclosure of Soft Information in Tender Offers After Flynn V. Bass Brothers Enterprises, Inc.

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Predispute Agreements to Arbitrate Claims Arising Under the Commodity Exchange Act

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Glass-Steagall and Collective Investment Trusts for Individual Retirement Accounts: Fiduciary Purpose or Investment?

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The Insider Trading Sanctions Act of 1984: Does the ITSA Authorize the SEC to Issue Administrative Bars?

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Standstill Agreements: Enterra Validates the Use of Standstill Agreements to Govern Minority Investment Programs

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Disclosing the White Knight-When Does the Duty Arise?

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Arbitration, Forum Selection and Choice of Law Agreements in International Securities Transactions